Nicole Dragoo, IACCP
COO, Chief Compliance Officer
Nicole Dragoo is the chief operating and compliance officer at Chandler Asset Management. She is responsible for regulatory compliance and legal matters, and implements and oversees the firm’s operational and administrative functions. Nicole also directly oversees the investment operations department, which is responsible for maintaining data integrity, trade settlement, performance calculation, client reporting and portfolio accounting.
Prior to joining Chandler in 2001, Nicole served as a trading associate on the institutional fixed income sales desk at Merrill Lynch.
Nicole earned her B.A. from the University of San Diego in business economics and her J.D. from the University of San Diego School of Law. She is a member of the State Bar of California, the American Bar Association, the San Diego County Bar Association, and the Southern California Compliance Group. Additionally, Nicole holds the designation of Investment Adviser Certified Compliance Professional (IACCP).
